Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wesley? Claim Your ProfileWesley Carmichael is a financial professional with over 8 years of experience in the industry. Wesley is currently registered with Bernstein Institutional Services LLC as a Registered Representative. Wesley holds a Series 7TO, Series 86, Series 87, Series 63, and a SIE license and has previously been registered with Sanford C. Bernstein & Co., LLC, WELLS FARGO SECURITIES, LLC, UBS SECURITIES LLC, CREDIT SUISSE SECURITIES (USA) LLC, and PIPER JAFFRAY & CO. Wesley's areas of expertise include: Investment Advisory Services, Education, and Research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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2
NY
03/29/2024 - Present
Bernstein Institutional Services LLC (NEW YORK NY)
NY
01/03/2024 - 03/29/2024
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
01/26/2022 - 12/13/2023
WELLS FARGO SECURITIES, LLC (New York NY)
NY
10/11/2017 - 07/09/2019
UBS SECURITIES LLC (NEW YORK NY)
NY
07/28/2016 - 10/27/2017
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
04/09/2015 - 06/20/2016
PIPER JAFFRAY & CO. (NEW YORK NY)
TX
01/15/2013 - 04/22/2015
STERNE, AGEE & LEACH, INC. (DALLAS TX)
BC
Issued 01/06/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2013
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/20/2013
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/14/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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