Unclaimed
Wes Randolph Wokersin is a securities professional with over 17 years of experience in the financial services industry. Currently, Wes is registered with Lakeshore Securities, LP. Wes holds the Series 7, SIE, and Series 57TO licenses and has previously worked at TJM Investments, LLC, and X-Change Financial Access, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/22/2019 - Present
Lakeshore Securities, LP (Chicago IL)
IL
09/28/2018 - 08/16/2019
TJM INVESTMENTS, LLC (CHICAGO IL)
IL
05/01/2017 - 10/09/2018
X-CHANGE FINANCIAL ACCESS, LLC (CHICAGO IL)
IL
01/24/2006 - 05/01/2017
LAKESHORE SECURITIES, L.P. (CHICAGO IL)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
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