Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wes? Claim Your ProfileWes Peterson is a financial advisor with Cetera Investment Advisers LLC, a firm based in Schaumburg, Illinois. Wes has been in the industry since 2004 and has a wide range of experience working with clients in various financial services. Wes specializes in providing financial planning, portfolio management, and pension consulting to individuals, businesses, and institutions. Wes holds the Series 7, Series 63, Series 66, and SIE licenses. Wes is registered with the states of Alabama, Georgia, Kentucky, Missouri, North Carolina, Ohio, Pennsylvania, South Carolina, South Dakota, Tennessee, and Wyoming. Wes previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Next Financial Group, Inc., Woodstock Financial Group, Inc., MML Investors Services, Inc., Aura Financial Services, Inc., and Charles Schwab & Co., Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
01/21/2014 - Present
Cetera Investment Advisers LLC (CANTON GA)
GA
10/27/2010 - 03/07/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALPHARETTA GA)
GA
02/03/2009 - 10/22/2010
NEXT FINANCIAL GROUP, INC. (ROSWELL GA)
GA
03/19/2008 - 02/09/2009
WOODSTOCK FINANCIAL GROUP, INC. (WOODSTOCK GA)
GA
04/18/2006 - 05/01/2006
MML INVESTORS SERVICES, INC. (ATLANTA GA)
AL
10/10/2005 - 01/26/2006
AURA FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
TX
10/19/1999 - 09/17/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 11/23/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/2/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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