Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wes? Claim Your ProfileWes Thompson is a registered representative at Wells Fargo Securities, LLC. Wes is a licensed professional and is currently registered with FINRA, a self-regulatory organization (SRO) in the United States. Wes has passed the Series 79TO and SIE exams and is currently located in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
11/02/2022 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 11/02/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/29/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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