Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wenzhe? Claim Your ProfileWenzhe Chen is a financial advisor with Alight Financial Solutions, LLC. Wenzhe is registered with FINRA and holds Series 6, 7 and 63 licenses, as well as the SIE. Wenzhe has been in the financial services industry since 2015. Prior to joining Alight, Wenzhe was employed by UBS Financial Services Inc., J.P. Morgan Securities LLC and HSBC Securities (USA) Inc. Wenzhe is licensed in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/18/2022 - Present
Alight Financial Solutions, LLC (CHARLOTTE NC)
CA
09/28/2020 - 10/21/2021
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
DE
06/07/2017 - 09/23/2020
J.P. MORGAN SECURITIES LLC (NEWARK DE)
PA
02/23/2015 - 04/14/2017
HSBC SECURITIES (USA) INC. (PHILADELPHIA PA)
BC
Issued 03/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2017
Series 7 - General Securities Representative Examination
BC
Issued 02/23/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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