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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wenxin? Claim Your ProfileWenxin Yu is a financial advisor with over 14 years of experience in the industry. Wenxin is registered with Morgan Stanley and has a Series 7, Series 66, and SIE license. Wenxin is also registered in 10 states and has a strong track record of success in providing financial advice to a wide range of clients, including individuals, high-net-worth individuals, corporations, and institutions. Previously Wenxin worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and MetLife Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
09/09/2019 - Present
Morgan Stanley (Pleasanton CA)
CA
01/21/2015 - 05/09/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PLEASANTON CA)
CA
02/17/2010 - 12/12/2014
METLIFE SECURITIES INC. (SAN JOSE CA)
BOTH
Issued 12/29/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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