Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wenjun? Claim Your ProfileWenjun Yang is a registered investment advisor representative with LPL Financial LLC. Wenjun has been in the financial industry since December 27, 2002. Wenjun is registered with the state of California as a Broker-Dealer and Investment Advisor Representative. Wenjun has a Series 6, Series 63, Series 65, and Series 26 license. Wenjun is also registered with FINRA and the SEC. Wenjun is a member of the LPL Financial LLC team in San Jose, CA. Wenjun is active in the community and is committed to providing excellent service to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/17/2010 - Present
LPL Financial LLC (SAN JOSE CA)
CA
02/20/2003 - 08/19/2010
WORLD GROUP SECURITIES, INC. (ALVISO CA)
GA
10/18/2002 - 12/11/2002
WORLD GROUP SECURITIES, INC. (DULUTH GA)
IA
Issued 01/04/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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