Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Yu Wong is a registered representative with Wells Fargo Securities, LLC. Wendy has been in the securities industry since September 11, 2017. Wendy is currently licensed in 53 states and holds the Series 7, Series 79TO, and SIE licenses. Wendy previously worked at Goldman, Sachs & Co. from September 1, 2008 to July 24, 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/05/2021 - Present
Wells Fargo Securities, LLC (San Francisco CA)
NY
09/01/2008 - 07/24/2012
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 08/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/06/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Wendy Wong is the right advisor for you? Invested Better is here to help.
