Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Boswell has been in the financial services industry since 2004. Wendy is currently registered with Wealthpenn.comllc as a Registered Representative. Wendy has a wealth of experience in financial services, having previously worked with UBS PaineWebber Inc., J.C. Bradford & Co., and Raymond James & Associates, Inc. Wendy is committed to providing clients with personalized financial advice and helping them achieve their financial goals. Wendy holds the Series 7, Series 63 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
03/19/2020 - Present
Wealthpenn.comllc (Atlanta GA)
NJ
08/14/2000 - 04/29/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/30/1996 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
FL
04/15/1994 - 04/24/1996
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
06/03/1993 - 05/11/1994
J.C. BRADFORD & CO. (NEW YORK NY)
BOTH
Issued 12/1/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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