Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Chan is a financial advisor with LPL Financial LLC. She is located in Missouri City, TX. Wendy Chan has been in the financial services industry since 2009. Wendy Chan is registered to offer securities and investment advisory services in Arizona, California, Florida, Louisiana, New York, North Carolina, Texas and Wisconsin. Wendy Chan has earned the Series 66, Series 7 and SIE licenses. Wendy Chan holds the Certified Financial Planner designation. Wendy Chan is also registered as an investment advisor representative with LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
03/05/2021 - Present
LPL Financial LLC (MISSOURI CITY TX)
TX
09/30/2014 - 03/26/2021
ONEAMERICA SECURITIES, INC. (HOUSTON TX)
TX
02/23/2009 - 08/28/2014
MML INVESTORS SERVICES, LLC (HOUSTON TX)
BOTH
Issued 03/10/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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