Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Yah Zhou is a registered representative with Smbc Nikko Securities America, Inc. Wendy has been in the industry since December 19, 2005. Wendy has passed the Series 7, SIE, Series 79TO and Series 99TO exams. Prior to joining Smbc Nikko Securities America, Inc., Wendy was employed by Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/14/2020 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
12/19/2005 - 10/15/2020
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
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Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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FINRA
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NYSE Arca, Inc.
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