Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Risse is a financial advisor with over 15 years of experience in the industry. Wendy currently works at LPL Financial LLC, and has previously been affiliated with Ameriprise Financial Services, Inc. and Invest Financial Corporation. Wendy is registered with both FINRA and the state of Wyoming. Wendy is a Series 7, 24, 51 and 66 licensed advisor and holds a SIE. Wendy specializes in portfolio management for individuals and businesses, financial planning, pension consulting and provides consulting and other non-discretionary advisory services. Wendy is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WY
04/12/2018 - Present
LPL Financial LLC (LARAMIE WY)
GA
02/08/2016 - 03/16/2018
AMERIPRISE FINANCIAL SERVICES, INC. (ALPHARETTA GA)
GA
08/13/2008 - 02/09/2016
INVEST FINANCIAL CORPORATION (ATLANTA GA)
BOTH
Issued 10/16/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/02/2009
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/14/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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