Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Wong-tsang is a Financial Advisor with over 20 years of experience in the financial services industry. Wendy is currently a registered representative of Rockefeller Financial LLC, where she specializes in providing financial planning, portfolio management and selection of other advisers to high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Wendy previously worked at TCW Funds Distributors LLC, GDK, Inc., Pereлла Weinberg Partners LP, Nomura Securities International, Inc., Goldman, Sachs & Co., Citigroup Global Markets Inc., and Guardian Investor Services Corporation. Wendy holds several securities licenses, including Series 7, Series 24, Series 53, and Series 63. Wendy's experience and expertise allow her to provide her clients with a comprehensive and personalized approach to financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/17/2024 - Present
Rockefeller Financial LLC (NEW YORK NY)
NY
05/08/2017 - 02/14/2020
TCW FUNDS DISTRIBUTORS LLC (NEW YORK NY)
NA
02/02/2012 - 07/06/2015
GDK, INC. (ROAD TOWN, TORTOLA )
NY
02/01/2011 - 09/19/2011
PERELLA WEINBERG PARTNERS LP (NEW YORK NY)
NY
02/14/2006 - 01/31/2011
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
07/30/2003 - 02/24/2006
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
08/02/2000 - 07/30/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/07/2000 - 06/16/2000
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
10/17/1997 - 11/08/1999
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 06/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/15/1998
Series 24 - General Securities Principal Examination
BC
Issued 04/17/2024
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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