Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Wong is a registered representative with Nylife Distributors LLC, a firm based in New York, NY. Wendy has been in the securities industry since 1999. Wendy holds the Series 7 and Series 63 licenses, as well as the SIE exam. In the past, Wendy has worked for other firms such as GWFS Equities, Inc., J.P. Morgan Institutional Investments Inc. and NYLIFE Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/06/2017 - Present
Nylife Distributors LLC (NEW YORK NY)
NY
09/02/2014 - 01/17/2017
GWFS EQUITIES, INC. (NEW YORK NY)
NY
07/25/2013 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
09/22/2005 - 06/07/2013
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
NY
04/12/2004 - 10/10/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
NJ
07/06/1998 - 02/05/2004
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
BC
Issued 05/05/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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