Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Wong is a registered representative with Broadridge Business Process Outsourcing, LLC. Wendy has been in the securities industry since 2009 and holds the Series 7 and Securities Industry Essentials (SIE) licenses. Wendy's prior experience includes roles at Barclays Capital Inc. and J.P. Morgan Clearing Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
12/01/2014 - Present
Broadridge Business Process Outsourcing, LLC (Newark NJ)
NY
09/20/2010 - 12/18/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/28/2009 - 08/09/2010
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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