Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy McMillan is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Wendy has been in the industry since 2003 and is registered to provide investment advisory services in Michigan and other states. Wendy also holds the Series 63, Series 65, Series 7, Series 57TO, Series 79TO and Series 99TO securities licenses. In addition to Merrill Lynch, Wendy has previously worked at Fidelity Brokerage Services LLC, Deutsche Bank Securities Inc., Wells Fargo Securities, LLC and other financial institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
10/25/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BLOOMFIELD HILLS MI)
KY
07/23/2021 - 08/30/2022
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
CA
12/26/2018 - 07/15/2021
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
CA
11/13/2009 - 11/28/2018
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
CA
12/19/2008 - 11/18/2009
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
10/03/2008 - 12/22/2008
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (SAN FRANCISCO CA)
NY
10/01/1998 - 04/12/2000
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
04/03/1995 - 10/01/1998
BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)
MD
06/18/1993 - 05/13/1994
BT SECURITIES CORPORATION (BALTIMORE MD)
IA
Issued 11/19/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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