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Wendy Thomas Fricks

PNC Investments

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About Wendy Thomas Fricks

Wendy Fricks is a financial advisor with over 20 years of experience in the industry. She currently works at PNC Investments, a firm that manages over $2 trillion in assets. Wendy has worked with a wide range of clients, including individuals, families, businesses, and charitable organizations. She is dedicated to providing her clients with personalized financial advice that helps them achieve their financial goals.

Firm Information

Wendy Fricks is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Wendy Fricks’s Registration & Firm History

AL

07/10/2024 - Present

PNC Investments (BIRMINGHAM AL)

AL

03/18/2010 - 10/19/2020

DEMPSEY LORD SMITH, LLC (BIRMINGHAM AL)

AL

05/04/2000 - 03/17/2010

MULTI-FINANCIAL SECURITIES CORPORATION (HOOVER AL)

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Licenses & Designations

BOTH

Issued 07/06/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/30/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/05/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Wendy Thomas Fricks. Review regulatory record here.
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