Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Martinez is a registered investment advisor with Gallagher Fiduciary Advisors, LLC. Wendy Martinez has been in the financial services industry for over 26 years. Wendy Martinez holds a Series 66, Series 53, Series 4, Series 24, Series 99TO, Series 52TO, SIE and Series 7 license. Wendy Martinez is currently registered in California and Virginia. Previously, Wendy Martinez was registered with Triad Advisors LLC, INDEPENDENT FINANCIAL GROUP, LLC, INVEST FINANCIAL CORPORATION, INVESTMENT CENTERS OF AMERICA, INC., SII INVESTMENTS, INC., NATIONAL PLANNING CORPORATION and TRANSAMERICA FINANCIAL RESOURCES, INC.. Wendy Martinez has worked for F3Logic LLC, Gallagher Fiduciary Advisors, LLC, OSAIC WEALTH, INC. and National Planning Corporation. Wendy Martinez is also a Director of Operations for Gallagher Fiduciary Advisors, LLC and F3Logic LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
See schedule d misc. for explanation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
08/10/2023 - Present
Gallagher Fiduciary Advisors, LLC (Richmond VA)
VA
07/21/2023 - 08/23/2024
TRIAD ADVISORS LLC (Richmond VA)
VA
08/22/2019 - 07/14/2023
INDEPENDENT FINANCIAL GROUP, LLC (RICHMOND VA)
WI
04/24/2018 - 09/04/2018
INVEST FINANCIAL CORPORATION (APPLETON WI)
WI
04/24/2018 - 09/04/2018
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
WI
04/24/2018 - 09/04/2018
SII INVESTMENTS, INC. (APPLETON WI)
CA
09/02/1999 - 09/04/2018
NATIONAL PLANNING CORPORATION (El Segundo CA)
CA
10/25/1995 - 09/10/1999
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
BOTH
Issued 09/19/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/27/2000
Series 4 - Registered Options Principal Examination
BC
Issued 05/28/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 09/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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