Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Prestwood is a financial advisor with Prime Capital Financial, a firm that provides investment advisory services. Wendy has over 24 years of experience in the financial services industry. Wendy is licensed in Kansas and Texas and holds several licenses including Series 6, 7, 26 and 63 and 65. Wendy specializes in providing financial planning and investment management services to individuals, families, and businesses. Wendy also provides financial planning for individuals with qualified retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
1
2
KS
05/06/2022 - Present
Prime Capital Financial (OVERLAND PARK KS)
KS
01/03/2011 - 05/06/2022
VOYA FINANCIAL ADVISORS, INC. (OVERLAND PARK KS)
KS
03/24/2000 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (OVERLAND PARK KS)
NJ
07/26/1999 - 03/23/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
01/05/1999 - 07/12/1999
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 03/03/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2005
Series 7 - General Securities Representative Examination
BC
Issued 01/04/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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