Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Sue Pauley is a Registered Representative with Level Four Advisory Services. Wendy has been in the securities industry since January 6, 2001. Prior to joining Level Four Advisory Services, Wendy was employed by MID-ATLANTIC SECURITIES, INC. and WELLS FARGO ADVISORS, LLC. Wendy is registered with the state of Virginia. Wendy holds the following licenses: Series 63, Series 66, Series 7, and SIE. Wendy is also a Registered Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees - portion of assets managed by other advisors
1
2
TX
08/17/2022 - Present
Level Four Advisory Services (DALLAS TX)
VA
10/25/2010 - 10/31/2022
MID-ATLANTIC SECURITIES, INC. (ROANOKE VA)
VA
10/01/1999 - 05/28/2009
WELLS FARGO ADVISORS, LLC (ROANOKE VA)
NC
08/12/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BOTH
Issued 05/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Wendy Pauley is the right advisor for you? Invested Better is here to help.
