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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Sue Homstad is a financial advisor who has been in the industry since 1997. Wendy is registered with Raymond James & Associates, Inc. in Duluth, Minnesota. She is also registered with the state of Texas as an investment advisor representative. Prior to joining Raymond James, Wendy was with RBC CAPITAL MARKETS, LLC in Duluth and Piper Jaffray Inc. in Minneapolis. Wendy has experience providing financial advice to a wide range of clients, including individuals, families, businesses, and institutions. She holds the Series 7, 9, 10, 31, 63 and 65 licenses, as well as the SIE certification. Wendy is a Certified Financial Planner and has extensive experience in portfolio management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
05/11/2011 - Present
Raymond James & Associates, Inc. (DULUTH MN)
MN
08/06/1998 - 05/09/2011
RBC CAPITAL MARKETS, LLC (DULUTH MN)
MN
02/19/1997 - 07/13/1998
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
IA
Issued 03/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/27/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 02/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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