Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Sue Halingstad is a financial advisor with Cambridge Investment Research Advisors, Inc. She has been in the financial industry since 1995 and has a wide range of experience in providing financial advice to individuals, families, and businesses. Wendy is licensed to sell securities in the state of Colorado. Wendy holds the Series 7, 24, 63, 65, and SIE licenses. Wendy has a long history in the financial services industry, with previous roles at LPL FINANCIAL LLC, PERSHING ADVISOR SOLUTIONS LLC, ICON DISTRIBUTORS, INC., CHARLES SCHWAB & CO., INC., and CONSOLIDATED INVESTMENT SERVICES, INC. Wendy is dedicated to helping clients reach their financial goals, and she is committed to providing personalized service. Wendy is also active in her community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CO
07/15/2021 - Present
Cambridge Investment Research Advisors, Inc. (Golden CO)
CO
02/22/2021 - 06/30/2021
LPL FINANCIAL LLC (GOLDEN CO)
CO
09/12/2019 - 12/07/2020
PERSHING ADVISOR SOLUTIONS LLC (GREENWOOD VILLAGE CO)
CO
09/01/1995 - 06/13/2019
ICON DISTRIBUTORS, INC. (GREENWOOD VILLAGE CO)
TX
02/02/1994 - 04/12/1994
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CO
12/03/1993 - 01/13/1994
CONSOLIDATED INVESTMENT SERVICES, INC. (LITTLETON CO)
IA
Issued 04/08/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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