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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Franklin-bayley is a financial advisor at Morgan Stanley, with over 10 years of experience in the financial industry. Wendy has a wide range of experience working with various clients including high-net-worth individuals, corporations, and institutions. Wendy holds several licenses and certifications, including Series 66, Series 63, Series 99TO, Series 7, and Series 10. Wendy is committed to providing personalized financial advice and investment strategies that meet the specific needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MD
05/05/2023 - Present
Morgan Stanley (Frederick MD)
MD
08/15/2022 - 05/16/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Towson MD)
MD
11/15/2017 - 09/28/2020
WELLS FARGO CLEARING SERVICES, LLC (BALTIMORE MD)
MD
10/27/2015 - 10/24/2017
MORGAN STANLEY & CO. LLC (BALTIMORE MD)
MD
11/07/2011 - 09/14/2015
DEUTSCHE BANK SECURITIES INC. (BALTIMORE MD)
BOTH
Issued 03/18/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/20/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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