Unclaimed
Wendy Rhoades Kirkby is a Registered Representative and Investment Advisor Representative with Stonex Securities Inc. Wendy has been in the securities industry for over 40 years. She is a licensed securities professional in 12 states, and holds a Series 7, Series 24, Series 63, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/12/2014 - Present
Stonex Securities Inc. (ORCHARD PARK NY)
NY
05/24/2004 - 09/12/2014
WRP INVESTMENTS, INC. (ORCHARD PARK NY)
MA
09/01/1987 - 05/24/2004
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
NA
09/20/1983 - 09/21/1987
GROWTH FACTS,INC.
NA
07/21/1983 - 04/19/1984
WILLIAM M. CADDEN & CO., INC.
NA
05/20/1976 - 09/08/1977
FIRST JERSEY SECURITIES, INC.
BC
Issued 08/08/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/1985
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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