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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Renee Hulse is a financial advisor registered with RBC Capital Markets, LLC since March 2008. Wendy has been in the securities industry since September 2000 and has a strong background in investment advising and securities trading. Wendy currently holds Series 7, 52 and 66 licenses as well as the SIE exam. Wendy is licensed in 45 states and the District of Columbia, and has a proven track record of success in helping clients achieve their financial goals. Wendy has been a financial advisor for over 20 years and has a deep understanding of the financial markets. Wendy specializes in a variety of investment products and services, including portfolio management, financial planning, and retirement planning. Wendy is committed to providing her clients with personalized service and helping them make informed investment decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
09/08/2022 - Present
RBC Capital Markets, LLC (DENVER CO)
MO
09/05/2001 - 02/02/2007
A. G. EDWARDS & SONS, INC. (COLUMBIA MO)
MO
05/19/2000 - 05/13/2001
COUNTRY CLUB FINANCIAL SERVICES, INC. (KANSAS CITY MO)
BOTH
Issued 03/09/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/06/1998
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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