Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Renata Espinoza is a financial advisor with over 5 years of experience in the industry. Wendy is currently registered with Pruco Securities, LLC, and holds Series 4, 7, 24, 63 and 65 licenses. Wendy has previously been associated with Ingalls & Snyder, LLC, Martel Capital, LLC, and Forefront Capital Markets LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NJ
04/11/2019 - Present
Pruco Securities, LLC (NEWARK NJ)
NY
11/28/2017 - 12/05/2018
INGALLS & SNYDER, LLC (NEW YORK NY)
NY
08/13/2015 - 11/22/2017
MARTEL CAPITAL, LLC (New York NY)
NY
04/05/2013 - 08/17/2015
FOREFRONT CAPITAL MARKETS LLC (NEW YORK NY)
IA
Issued 07/02/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2018
Series 4 - Registered Options Principal Examination
BC
Issued 10/11/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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