Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Manning is a financial professional with over 22 years of experience in the financial industry. She is registered with the state of North Carolina as a Securities Agent and has also passed the General Securities Principal Examination. Wendy is currently associated with Vanguard Marketing Corp. in the Charlotte, North Carolina area. Wendy holds the Series 6, 7, 24, and 63 licenses and has been with Vanguard Marketing Corp. since May 2000. She is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
05/18/2000 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 05/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/17/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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