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Wendy Parker-wood

Cetera Advisor Networks LLC

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About Wendy Parker-wood

Wendy Parker-wood is a financial advisor with Cetera Advisor Networks LLC, a firm with offices in Albuquerque. Wendy has been in the securities industry since 1986 and is registered with the state of New Mexico. Wendy is a licensed Series 7, 63 and 52 and a Series 53 Principal. Previously, Wendy was registered with Royal Alliance Associates, Inc., Financial Network Investment Corporation, Kious and Company, Incorporated, Alex. Brown & Sons Incorporated, Moseley, Hallgarten, Estabrook & Weeden, Inc., and Shearson/American Express Inc.

Firm Information

Wendy Parker-wood is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wendy Parker-wood’s Registration & Firm History

NM

01/12/2015 - Present

Cetera Advisor Networks LLC (ALBUQUERQUE NM)

NM

06/07/2011 - 04/05/2013

ROYAL ALLIANCE ASSOCIATES, INC. (PLACITAS NM)

NM

09/27/2004 - 06/06/2011

FINANCIAL NETWORK INVESTMENT CORPORATION (ALBUQUERQUE NM)

NM

11/13/2002 - 09/29/2003

KIOUS AND COMPANY, INCORPORATED (ALBUQUERQUE NM)

CA

05/04/1994 - 11/30/2000

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

NA

11/26/1984 - 07/06/1992

ALEX. BROWN & SONS INCORPORATED

NA

11/21/1983 - 11/01/1984

MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC.

NA

11/05/1979 - 10/11/1983

SHEARSON/AMERICAN EXPRESS INC.

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Licenses & Designations

BC

Issued 08/05/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/30/1982

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/1985

Series 7 - General Securities Representative Examination

BC

Issued 10/20/1979

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wendy Parker-wood.
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