Invested Better
Unclaimed

Unclaimed

Unclaimed

Wendy Paris Powell

Equitable Distributors, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Wendy? Claim Your Profile

About Wendy Paris Powell

Wendy Powell is a registered representative with Equitable Distributors, LLC. Wendy is a licensed professional in the securities industry and holds the Series 99TO and SIE exams. Wendy has been in the industry since August 2019.

Firm Information

Wendy Powell is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Wendy Powell’s Registration & Firm History

NC

08/02/2019 - Present

Equitable Distributors, LLC (Charlotte NC)

Not sure if Wendy Paris Powell is right for you?

Licenses & Designations

BC

Issued 08/02/2019

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/2018

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Wendy Paris Powell. Review regulatory record here.
Not sure if Wendy Paris Powell is right for you?