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Wendy Pan

Truist Advisory Services, Inc.

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About Wendy Pan

Wendy Pan is a registered investment advisor representative with Truist Advisory Services, Inc. Wendy has been working in the securities industry since June 16, 2015. Wendy is registered with the state of California and is currently working with clients in the San Francisco area. Previous firms worked at include City National Securities, Inc. and RIM Securities LLC. Wendy holds Series 7, Series 66 and SIE licenses and has a strong track record of providing financial guidance and investment management services.

Firm Information

Wendy Pan is currently registered with Truist Advisory Services, Inc.. Truist Advisory Services, Inc. is an investment advisor registered with the SEC. They provide financial planning, portfolio management for individuals and businesses, publication of periodicals, selection of other advisors, and wrap fee products and financial profiling services. Their main office is located in Atlanta, GA and they have approximately 2,079 investment advisor representatives and 1,756 licensed agents. They manage over $61 billion in assets for individuals, high-net-worth individuals, corporations, and other clients.
Truist Advisory Services, Inc.

303 PEACHTREE CENTER AVENUE,

ATLANTA, GA 30303

$61.37B

Assets Under Management

560

Total Clients

1,881

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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wrap fee product and financial profiling services using desktop software

Wrap fee product and financial profiling services using desktop software

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Wendy Pan’s Registration & Firm History

CA

01/20/2023 - Present

Truist Advisory Services, Inc. (SAN FRANCISCO CA)

CA

06/15/2015 - 01/17/2023

CITY NATIONAL SECURITIES, INC. (LOS ANGELES CA)

NY

06/15/2015 - 07/16/2015

RIM SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 01/02/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wendy Pan.
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