Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Butzen is a financial advisor with Kestra Investment Services, LLC in Austin, Texas. Wendy has been in the industry since 1993 and holds the Series 7, Series 63, and SIE licenses. Wendy has been with Kestra Investment Services since March 2020. Prior to that, Wendy was with Morgan Stanley, Citigroup Global Markets Inc., and Rock Island Securities, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
03/23/2020 - Present
Kestra Investment Services, LLC (AUSTIN TX)
IL
06/01/2009 - 03/02/2020
MORGAN STANLEY (Chicago IL)
IL
09/09/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IL
09/27/1993 - 07/06/2005
ROCK ISLAND SECURITIES, INC. (CHICAGO IL)
BC
Issued 01/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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