Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Simmons is a financial advisor with over 14 years of experience in the industry. Wendy has a broad range of experience, having worked with firms such as J.P. Morgan Securities LLC, ELE Wealth Advisors, Inc., and PlanMember Securities Corporation. Wendy is currently registered with Next Financial Group, Inc., which provides a variety of financial services to individuals, businesses, and institutions. Wendy offers a range of financial services including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. Wendy is licensed to provide financial advice in Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
MI
05/06/2024 - Present
Next Financial Group, Inc. (NOVI MI)
MI
11/02/2021 - 05/03/2024
PRUCO SECURITIES, LLC. (TROY MI)
MI
02/10/2020 - 07/14/2021
J.P. MORGAN SECURITIES LLC (HUNTINGTON WOODS MI)
MI
02/12/2018 - 02/03/2020
ELE WEALTH ADVISORS, INC. (SOUTHFIELD MI)
MI
02/16/2016 - 04/18/2017
PLANMEMBER SECURITIES CORPORATION (Grandville MI)
MI
11/11/2015 - 02/19/2016
LEGEND EQUITIES CORPORATION (GRANDVILLE MI)
MI
05/19/2014 - 09/18/2015
ELE WEALTH ADVISORS, INC. (SOUTHFIELD MI)
MI
05/05/2010 - 05/10/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MUSKEGON MI)
MI
01/27/2009 - 03/03/2010
SECURITIES AMERICA, INC. (SOUTHFIELD MI)
MI
10/08/2008 - 12/11/2008
J.W. COLE FINANCIAL, INC. (SOUTHFIELD MI)
MI
10/13/2005 - 09/29/2008
INVESTORS CAPITAL CORP. (SOUTHFIELD MI)
BOTH
Issued 10/10/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/23/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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