Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Michelle Conner is a financial advisor registered with Alliant Retirement Consulting. Wendy has been in the industry since July 3, 2002. Wendy holds multiple licenses including Series 6, 7, 24, 51, 52TO, 63, and 66. She is also a Chartered Financial Consultant. Wendy previously worked at LPL Financial LLC and NFP Securities, Inc. Alliant Retirement Consulting provides financial planning, portfolio management and other investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Asset-based fees on pension plans under advisement
1
2
GA
10/05/2024 - Present
Alliant Retirement Consulting (ALPHARETTA GA)
TX
12/16/2009 - 08/08/2017
LPL FINANCIAL LLC (HOUSTON TX)
TX
09/21/2007 - 12/17/2009
NFP SECURITIES, INC. (HOUSTON TX)
TX
01/19/2001 - 10/11/2005
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
01/19/2001 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
TX
06/19/2000 - 12/13/2000
FIMI SECURITIES, INC. (HOUSTON TX)
BOTH
Issued 07/11/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/16/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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