Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Baldwin is a financial advisor registered with Raymond James Financial Services, Inc. Wendy is licensed in Washington and Oregon. Wendy has been in the industry since 2020. Wendy has obtained her Series 7TO, Series 63, and SIE licenses. Wendy is located in Tacoma, WA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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WA
10/19/2023 - Present
Raymond James Financial Services, Inc. (Tacoma WA)
WA
11/19/2020 - 10/18/2023
CETERA INVESTMENT SERVICES LLC (TACOMA WA)
BC
Issued 12/29/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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