Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Reiners is a financial professional with over 20 years of experience in the industry. Wendy currently works for Access Securities, LLC, where she is registered as a broker and investment advisor. She is licensed in 22 states and holds the Series 3, Series 7, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
08/17/2009 - Present
Access Securities, LLC (STAMFORD CT)
NY
01/12/2001 - 12/20/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/05/1999 - 12/18/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
03/28/1995 - 04/08/1999
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NA
08/12/1993 - 03/27/1995
LOUIS NICOUD & ASSOCIATES
NY
11/14/1991 - 07/28/1993
WERTHEIM SCHRODER & CO. INCORPORATED (NEW YORK NY)
NY
02/27/1991 - 11/08/1991
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 08/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2013
Series 3 - National Commodity Futures Examination
BC
Issued 08/13/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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