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Wendy Marie Evans

Mesirow Financial, Inc.

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About Wendy Marie Evans

Wendy Evans is a financial advisor with over 20 years of experience in the industry. Wendy currently works at Mesirow Financial, Inc. and is registered with FINRA and the states of Alaska, Arizona, California, Colorado, Florida, Illinois, Indiana, Maryland, Michigan, Nevada, New York, North Carolina, Ohio, Pennsylvania, Tennessee, Texas, Utah, Virginia and Wisconsin. Wendy's professional designations include Series 7 and Series 63.

Firm Information

Wendy Evans is currently registered with Mesirow Financial, Inc.. Mesirow Financial, Inc. is a corporation formed in October 1982. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

143

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wendy Evans’s Registration & Firm History

IL

09/18/2006 - Present

Mesirow Financial, Inc. (HIGHLAND PARK IL)

IL

03/16/2006 - 09/26/2006

UBS FINANCIAL SERVICES INC. (OAKBROOK TERRACE IL)

IL

04/06/2001 - 03/10/2006

MESIROW FINANCIAL, INC. (CHICAGO IL)

NY

12/11/1998 - 04/09/2001

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/22/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Wendy Marie Evans.
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