Unclaimed
Wendy Evans is a financial advisor with over 20 years of experience in the industry. Wendy currently works at Mesirow Financial, Inc. and is registered with FINRA and the states of Alaska, Arizona, California, Colorado, Florida, Illinois, Indiana, Maryland, Michigan, Nevada, New York, North Carolina, Ohio, Pennsylvania, Tennessee, Texas, Utah, Virginia and Wisconsin. Wendy's professional designations include Series 7 and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/18/2006 - Present
Mesirow Financial, Inc. (HIGHLAND PARK IL)
IL
03/16/2006 - 09/26/2006
UBS FINANCIAL SERVICES INC. (OAKBROOK TERRACE IL)
IL
04/06/2001 - 03/10/2006
MESIROW FINANCIAL, INC. (CHICAGO IL)
NY
12/11/1998 - 04/09/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 02/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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