Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Nelson is a financial advisor with over 30 years of experience in the financial services industry. Wendy is currently registered with Geneos Wealth Management, Inc. and has been with the firm since 2012. Wendy has held previous roles with various firms, including PRUCO SECURITIES, LLC., NEXT FINANCIAL GROUP, INC., SALOMON SMITH BARNEY INC., and LEHMAN BROTHERS INC.. Wendy is licensed to provide investment advice and securities brokerage services in multiple states and has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WY
10/19/2021 - Present
Geneos Wealth Management, Inc. (Cora WY)
CO
05/14/2011 - 09/28/2012
PRUCO SECURITIES, LLC. (ENGLEWOOD CO)
TX
09/05/2001 - 06/24/2002
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
NY
07/31/1993 - 06/14/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
12/11/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 02/16/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2016
Series 7 - General Securities Representative Examination
BC
Issued 05/13/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/21/1991
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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