Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Manchu Yip is a financial advisor who has been in the industry since 2000. Wendy is currently registered with Credit Agricole Securities (usa) Inc. in New York. Wendy has previously been registered with BNP PARIBAS SECURITIES CORP., BNP CAPITAL MARKETS, LLC, BEAR, STEARNS & CO. INC., and PAPAMARKOU & COMPANY, INC. Wendy has a Series 7, Series 63, Series 79TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/09/2006 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
NY
06/29/2000 - 01/27/2005
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
FL
03/03/2000 - 07/20/2000
BNP CAPITAL MARKETS, LLC (MIAMI FL)
NY
01/01/1999 - 04/29/1999
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
08/27/1998 - 12/01/1998
PAPAMARKOU & COMPANY, INC. (NEW YORK NY)
BC
Issued 09/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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