Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Otterness is an investment advisor representative with LPL Financial LLC. Wendy has been in the industry since June 2005. Wendy has a Series 66, Series 7, Series 9, and Series 10 licenses. Wendy is registered to provide investment advice in 35 states, including Minnesota, Texas and Wisconsin. Wendy also has a previous registration with CUNA Brokerage Services, Inc. and Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
01/01/2025 - Present
LPL Financial LLC (DULUTH MN)
WI
04/10/2017 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (SUPERIOR WI)
MN
01/03/2011 - 03/29/2017
WELLS FARGO CLEARING SERVICES, LLC (DULUTH MN)
MN
05/27/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (CLOQUET MN)
BOTH
Issued 11/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/19/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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