Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Gayola is a financial advisor with Asl Capital Markets Inc., located in Stamford, CT. Wendy has been in the industry since January 5, 2008 and has a wide range of experience in the financial services industry. Wendy holds the Series 7, 63, and 99TO securities licenses. Wendy is registered to sell securities in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
03/08/2019 - Present
ASL Capital Markets Inc. (STAMFORD CT)
NY
06/20/2006 - 08/09/2016
UBS SECURITIES LLC (NEW YORK NY)
CT
03/29/2006 - 05/11/2006
AXA ADVISORS, LLC (STAMFORD CT)
CT
04/16/2003 - 03/12/2004
CBA SECURITIES LLC (GREENWICH CT)
BC
Issued 04/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/09/2016
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Wendy Gayola is the right advisor for you? Invested Better is here to help.
