Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Lynn Sachs is a Registered Representative with Raymond James & Associates, Inc. Wendy has been in the securities industry since 2003. Wendy is registered in Arkansas and Texas. Wendy has a strong background in financial services, with experience at several firms including CITIGROUP GLOBAL MARKETS INC., SANFORD C. BERNSTEIN & CO., LLC, and EDWARD JONES. Wendy is a dedicated and experienced professional with a commitment to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/31/2018 - Present
Raymond James & Associates, Inc. (Boerne TX)
TX
03/31/2006 - 03/17/2008
CITIGROUP GLOBAL MARKETS INC. (SAN ANTONIO TX)
TX
06/16/2004 - 04/20/2006
SANFORD C. BERNSTEIN & CO., LLC (HOUSTON TX)
MO
12/09/2003 - 04/12/2004
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 01/30/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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