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Wendy Lynn Hoffman

Vanguard Marketing Corp.

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About Wendy Lynn Hoffman

Wendy Lynn Hoffman is a financial professional with over 20 years of experience in the industry. Wendy currently holds a Series 6, 7, 26, and 63 and is registered with the state of Pennsylvania. She is also registered with the state of Arizona. Wendy previously worked with Mid Atlantic Capital Corporation and H.D. Vest Investment Services, where she focused on providing financial guidance to clients. Wendy is committed to building strong relationships with her clients and providing personalized financial advice. Currently, Wendy is working with Vanguard Marketing Corp.

Firm Information

Wendy Hoffman is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wendy Hoffman’s Registration & Firm History

PA

10/10/2012 - Present

Vanguard Marketing Corp. (MALVERN PA)

PA

01/27/2012 - 09/28/2012

MID ATLANTIC CAPITAL CORPORATION (PENNSBURG PA)

PA

10/08/2001 - 01/27/2012

H.D. VEST INVESTMENT SERVICES (PENNSBURG PA)

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Licenses & Designations

IA

Issued 06/21/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/15/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/18/2017

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 11/12/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wendy Lynn Hoffman.
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