Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Lyn Schmidt is a financial advisor at Stifel, Nicolaus & Company, Inc., a firm with a long history of providing financial services. Wendy has been working in the financial industry since 1993 and has a wide range of experience, including working at David A. Noyes & Company, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Conseco Equity Sales, Inc., and Charles Schwab & Co., Inc. Wendy is registered to provide financial advice in 44 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/24/2016 - Present
Stifel, Nicolaus & Company, Inc. (PINEHURST NC)
IN
11/15/2006 - 05/16/2016
DAVID A. NOYES & COMPANY (INDIANAPOLIS IN)
IN
06/14/2002 - 11/14/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (INDIANAPOLIS IN)
IN
07/10/1997 - 02/14/2002
CONSECO EQUITY SALES, INC. (CARMEL IN)
TX
10/11/1992 - 09/22/1997
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 10/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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