Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Li Wei is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Wendy has been in the securities industry since 2007 and has a Series 7, Series 6, Series 63, and Series 66 license. Wendy has experience working at Wells Fargo Advisors, LLC and Wells Fargo Investments, LLC. She is also registered as an investment advisor in California and Texas. Wendy is currently registered to provide securities-related advice and investment advisory services to individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/28/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WALNUT CA)
CA
01/03/2011 - 07/07/2011
WELLS FARGO ADVISORS, LLC (MONTEREY PARK CA)
CA
08/24/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MONTEREY PARK CA)
CA
01/01/2006 - 06/27/2006
PRUCO SECURITIES, LLC. (CITY OF INDUSTRY CA)
BOTH
Issued 10/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/27/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Wendy Wei is the right advisor for you? Invested Better is here to help.
