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Wendy Lee Olson

Wedbush Securities Inc.

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About Wendy Lee Olson

Wendy Olson is a financial professional with over 20 years of experience in the industry. Wendy has worked with various firms, including Lincoln Financial Advisors Corporation, StanCorp Equities, Inc. and currently works as a registered representative with Wedbush Securities Inc. Wendy holds Series 3, 4, 7, 8, 14, 24, 55, 63, 65, and 99TO licenses. Wendy provides a variety of financial services to individuals, corporations and other businesses, charitable organizations, and high-net-worth individuals.

Firm Information

Wendy Olson is currently registered with Wedbush Securities Inc.. Wedbush Securities Inc. is a corporation formed in 1966 and headquartered in Los Angeles, California. The firm provides financial planning, pension consulting, and educational seminars, in addition to portfolio management services for individuals, businesses, and other investment advisors. They operate in all 50 states and are registered with the SEC and all 52 state securities regulators. With over 500 registered representatives and approximately $1 billion - $10 billion in assets under management, Wedbush Securities Inc. is a well-established firm serving a diverse client base.
Wedbush Securities Inc.

ATTN: COMPLIANCE DEPT.

LOS ANGELES, CA 90017

$5.74B

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Wendy Olson’s Registration & Firm History

OR

03/02/2021 - Present

Wedbush Securities Inc. (LAKE OSWEGO OR)

OR

03/04/2020 - 03/04/2021

STANCORP EQUITIES, INC. (PORTLAND OR)

CT

05/29/2008 - 03/15/2011

GENWORTH FINANCIAL SECURITIES CORPORATION (STAMFORD CT)

PA

05/01/2007 - 09/07/2007

LINCOLN FINANCIAL DISTRIBUTORS, INC. (PHILADELPHIA PA)

PA

08/11/2003 - 05/21/2007

LINCOLN FINANCIAL ADVISORS CORPORATION (PHILADELPHIA PA)

PA

08/11/2003 - 05/01/2007

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (PHILADELPHIA PA)

CA

10/21/2002 - 12/18/2002

HOTOVEC, POMERANZ & CO., LLC (SAN FRANCISCO CA)

AZ

09/27/2001 - 01/22/2002

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

NY

06/11/1999 - 09/10/2001

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

CA

04/18/1999 - 05/18/1999

THOMAS F. WHITE & CO., INCORPORATED (SAN FRANCISCO CA)

NY

08/09/1996 - 05/27/1997

BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)

NY

10/01/1990 - 05/27/1997

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NA

02/28/1989 - 08/17/1989

FINNET SECURITIES, INC.

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Licenses & Designations

IA

Issued 12/03/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/07/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/18/2023

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 05/22/2020

Series 24 - General Securities Principal Examination

BC

Issued 04/23/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/30/2023

Series 99TO - Operations Professional Examination

BC

Issued 12/20/2022

Series 3 - National Commodity Futures Examination

BC

Issued 04/24/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/18/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Wendy Lee Olson. Review regulatory record here.
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