Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Nemecek is a financial professional with over 30 years of experience in the financial industry. Wendy is currently registered with CWM, LLC DBA CARSON WEALTH MANAGEMENT GROUP, CARSON GROUP PARTNERS and CARSON GROUP INVESTMENT. Previously, Wendy was registered with LPL FINANCIAL LLC, SECURITIES MANAGEMENT & RESEARCH, INC., BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC., NATIONS FINANCIAL GROUP, INC., INTERSECURITIES, INC., AEGON USA SECURITIES INC. and A. G. EDWARDS & SONS, INC.. Wendy is also a registered representative of CWM, LLC. Wendy offers a variety of financial services including portfolio management, financial planning, estate planning, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
IA
04/03/2023 - Present
CWM, LLC (Cedar Rapids IA)
IA
05/18/2015 - 05/09/2018
LPL FINANCIAL LLC (CEDAR RAPIDS IA)
IA
02/28/2012 - 05/15/2015
SECURITIES MANAGEMENT & RESEARCH, INC. (MARION IA)
IA
04/19/2005 - 05/15/2015
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (MARION IA)
IA
02/23/1999 - 04/15/2005
NATIONS FINANCIAL GROUP, INC. (CEDAR RAPIDS IA)
FL
01/09/1998 - 03/02/1999
INTERSECURITIES, INC. (ST. PETERSBURG FL)
IA
06/21/1995 - 03/19/1998
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
MO
07/27/1993 - 06/19/1995
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 03/27/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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