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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Lee Miller is a financial advisor at Cetera Investment Advisers LLC. Wendy is a registered representative and investment advisor representative in the state of Virginia. Wendy has been in the securities industry since April 2018 and has experience with Securities America, Inc., Securian Financial Services, Inc., and AXA Advisors, LLC. Wendy has passed Series 6, 7, 63 and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
08/10/2023 - Present
Cetera Investment Advisers LLC (MIDLOTHIAN VA)
VA
03/10/2020 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (MIDLOTHIAN VA)
VA
07/18/2018 - 02/27/2020
SECURITIES AMERICA, INC. (HENRICO VA)
VA
05/29/2018 - 07/20/2018
AXA ADVISORS, LLC (RICHMOND VA)
VA
02/09/2018 - 03/22/2018
AXA ADVISORS, LLC (RICHMOND VA)
BOTH
Issued 09/23/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/07/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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