linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Wendy Lee Kerns

Riverfront Investment Group, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Wendy? Claim Your Profile

About Wendy Lee Kerns

Wendy Kerns has been in the financial services industry since 1998. She is currently a Registered Representative with Riverfront Investment Group, LLC. Before joining Riverfront Investment Group, Wendy worked for Wachovia Securities, LLC and First Union Securities, Inc. Wendy specializes in providing portfolio management for individuals and investment companies. She is also a Registered Investment Advisor in the state of Virginia.

Firm Information

Wendy Kerns is currently registered with Riverfront Investment Group, LLC. Riverfront Investment Group, LLC is an investment advisor based in RICHMOND, VA. They provide portfolio management services to individuals, investment companies, and other clients. They also offer model delivery platforms. The firm manages approximately $751 million in assets for 485 clients.
Riverfront Investment Group, LLC

1214 EAST CARY STREET

RICHMOND, VA 23219

$751.08M

Assets Under Management

10

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

check

provide investment models to uma and model delivery platforms

Provide investment models to uma and model delivery platforms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Wendy Kerns’s Registration & Firm History

VA

06/10/2008 - Present

Riverfront Investment Group, LLC (RICHMOND VA)

VA

02/21/2001 - 06/10/2008

WACHOVIA SECURITIES, LLC (RICHMOND VA)

MO

10/01/1999 - 12/20/2000

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NC

05/14/1998 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

Not sure if Wendy Lee Kerns is right for you?

Licenses & Designations

IA

Issued 03/10/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/13/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/28/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 05/11/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wendy Lee Kerns.
Not sure if Wendy Lee Kerns is right for you?