Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Kay Tjelmeland is a registered investment advisor representative with RBC Capital Markets, LLC. Wendy has been in the financial services industry since 1983. Wendy holds Series 7, 63, and 66 licenses. Wendy has worked at several firms including UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Paine Webber Incorporated. Wendy is registered in 28 states and has specializations in 1, 2, 3, 4, 5, 6 and 10. Wendy also works part-time as a swim instructor for High Plains Scuba Inc. Wendy has experience providing financial planning, pension consulting and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
05/11/2020 - Present
RBC Capital Markets, LLC (FORT COLLINS CO)
CO
09/23/2014 - 05/22/2020
UBS FINANCIAL SERVICES INC. (FORT COLLINS CO)
CO
08/27/1998 - 09/24/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT COLLINS CO)
NJ
06/07/1993 - 08/11/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MO
09/04/1990 - 05/27/1993
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
10/19/1983 - 09/04/1990
BOETTCHER & COMPANY, INC.
BOTH
Issued 01/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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