Unclaimed
Wendy K. Knott is a financial advisor associated with Empower Advisory Group, LLC in Littleton, Colorado. Wendy has been working in the financial services industry since March 16, 2001 and has a strong focus on providing financial planning and portfolio management services for individuals. Wendy also has expertise in working with pension and profit-sharing plans and other types of clients such as corporations or other businesses, state or municipal government entities, and charitable organizations. In addition to her role with Empower Advisory Group, LLC, Wendy also works as an independent sales consultant for Norwex, a company that sells household cleaning products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
07/13/2017 - Present
Empower Advisory Group, LLC (Littleton CO)
WI
09/22/2000 - 06/03/2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
09/22/2000 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 06/27/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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